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Adviser Resources

The Adviser Resources section of the Novus Capital secure website provides easy access to a variety of documents including:

  • Client Application Forms - E*Trade, Pershing and CommSec (Colonial Geared Investments - Adviser Trading Centre) Accounts;
  • Client Forms and Novus Capital Client Agreements;
  • Novus Capital Compliance Policies and Standards; and
  • Operational/Compliance Forms.

All advisers are encouraged to utilise these resources and to become familiar with these materials, in particular the Novus Capital Compliance Policies and Standards.

 

 
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