WHY NOVUS CAPITAL?

Novus Capital Limited is an investment and financial services company specialising in Investment Banking, Corporate Advisory and Share Trading services for Australian corporate and private clients, and overseas corporate clients.

RECENTLY VISITED
CONTACT INFO

Selection of Completed Transactions

Coda Minerals Limited

$2.77M Placement

Participating Broker

Coda Minerals Limited logo

Closed: Mar-2024

Harena Resources Pty Ltd

$4.85M Convertible Note

Participating Broker

Harena Resources Pty Ltd logo

Closed: Mar-2024

Magnetic Resources NL

$12M Placement

Participating Broker

Magnetic Resources NL logo

Closed: Mar-2024

Mt Malcolm Mines NL

$675k capital raising

Lead Manager

Mt Malcolm Mines NL logo

Closed: Mar-2024

Adelong Gold Limited

$1.6M Placement

Participating Broker

Adelong Gold Limited logo

Closed: Mar-2024

The Calmer Co. International Limited

$515k Top-up Placement

Lead Manager

The Calmer Co. International Limited logo

Closed: Feb-2024

3D Energy Limited

$3.3M Placement

Participating Broker

3D Energy Limited logo

Closed: Feb-2024

The Calmer Co. International Limited

$1m Placement

Lead Manager

The Calmer Co. International Limited logo

Closed: Feb-2024

Adavale Resources Limited

$1.5M Placement

Participating Broker

Adavale Resources Limited logo

Closed: Jan-2024

ABE Distribution Pty Ltd

Corporate Representative

Novus AFS Licensee

ABE Distribution Pty Ltd logo

Closed: Jan-2024

ABE Capital Management Pty Ltd

CORPORATE REPRESENTATIVE

Novus AFS Licensee

ABE Capital Management Pty Ltd logo

Closed: Jan-2024

The Calmer Co. International Limited

$700k Convertible Note Issue

Lead Manager

The Calmer Co. International Limited logo

Closed: Dec-2023

Mt Malcolm Mines Limited

$383K Placement

Lead Manager

Mt Malcolm Mines Limited logo

Closed: Nov-2023

Golden State Mining Limited

$1.5M Placement

Participating Broker

Golden State Mining Limited logo

Closed: Nov-2023

Inca Minerals Limited

$1M Placement

Participating Broker

Inca Minerals Limited logo

Closed: Nov-2023

Tesoro Gold Limited

$3M Placement

Participating Broker

Tesoro Gold Limited logo

Closed: Nov-2023

Freedom Care Group Holdings Limited

$3.2m IPO

Lead Manager & Financial Adviser

Freedom Care Group Holdings Limited logo

Closed: Nov-2023

Aumake Limited

$1.5m Placement

Lead Manager

Aumake Limited logo

Closed: Nov-2023

Terrain Minerals Limited

$430k Rights Issue

Participating Broker

Terrain Minerals Limited logo

Closed: Nov-2023

Marquee Resources Limited

$1.985m Placement

Participating Broker

Marquee Resources Limited logo

Closed: Oct-2023

EMU NL

$900K Placement

Participating Broker

EMU NL logo

Closed: Oct-2023

Pan Asia Metals Limited

$1.45m Placement

Participating Broker

Pan Asia Metals Limited logo

Closed: Oct-2023

Magnetic Resources NL

$4.8M Placement

Participating Broker

Magnetic Resources NL logo

Closed: Sep-2023

Thor Energy Plc

$1M Placement

Participating Broker

Thor Energy Plc logo

Closed: Sep-2023

Adelong Gold Limited

$1M Placement

Participating Broker

Adelong Gold Limited logo

Closed: Sep-2023

Burrendong Minerals Limited

$600K Pre IPO Raise

Sponsoring Broker & Lead Manager

Burrendong Minerals Limited logo

Closed: Sep-2023

Terrain Minerals Limited

$785k Placement

Lead Manager

Terrain Minerals Limited logo

Closed: Sep-2023

White Graphene Limited

$3.6m Capital Raising

Participating Broker

White Graphene Limited logo

Closed: Sep-2023

Grand Gulf Limited

$3.2M Placement

Participating Broker

Grand Gulf Limited logo

Closed: Aug-2023

Hazer Group Limited

$14.7m Entitlement Offer

Participating Broker

Hazer Group Limited logo

Closed: Aug-2023

Rumble Resources Limited

$11.1m Placement

Participating Broker

Rumble Resources Limited logo

Closed: Aug-2023

The Calmer Co International Limited

$300k Placement

Lead Manager

The Calmer Co International Limited logo

Closed: Aug-2023

Dateline Resources Limited

$600k Placement

Lead Manager

Dateline Resources Limited logo

Closed: Aug-2023

Adavale Resources Limited

$1.65m Placement

Participating Broker

Adavale Resources Limited logo

Closed: Jul-2023

Moneghetti Minerals Limited

$350K Pre IPO Raise

Sponsoring Broker & Lead Manager

Moneghetti Minerals Limited logo

Closed: Jun-2023

Stavely Minerals Limited

$3.55M Placement

Participating Broker

Stavely Minerals Limited logo

Closed: Jun-2023

Resource Generation Limited

$360k Pre-listing Raising

Broker

Resource Generation Limited logo

Closed: Jun-2023

Sky Metals Limited

$3.5m Placement

Participating Broker

Sky Metals Limited logo

Closed: May-2023

Magnetic Resources NL

$3.24m Placement

Lead Manager

Magnetic Resources NL logo

Closed: May-2023

Ora Gold Limited

$8.8M Entitlement Offer

Participating Broker

Ora Gold Limited logo

Closed: Mar-2023

Dateline Resources Limited

$2.71m Placement

Lead Manager

Dateline Resources Limited logo

Closed: Mar-2023

RBR Group Limited

$565k Placement

Lead Manager

RBR Group Limited logo

Closed: Mar-2023

Adelong Gold Limited

$1.18m Rights Issue

Participating Broker

Adelong Gold Limited logo

Closed: Jan-2023

Aeramentum Resources Limited

$650k Placement

Lead-Manager & Financial-Adviser

Aeramentum Resources Limited logo

Closed: Dec-2022

NIGHTINGALE INTELLIGENT SYSTEMS INC

$5m IPO

Lead-Manager & Financial-Adviser

NIGHTINGALE INTELLIGENT SYSTEMS INC logo

Closed: Nov-2022

Aumake Limited

$375k Placement

Lead Manager

Aumake Limited logo

Closed: Nov-2022

Woomera Mining Limited

$1.25m Placement

Participating Broker

Woomera Mining Limited logo

Closed: Oct-2022

White Graphene Limited

$3.623m Placement

Participating Broker

White Graphene Limited logo

Closed: Oct-2022

Auking Mining Limited

$1.374m Placement

Participating Broker

Auking Mining Limited logo

Closed: Oct-2022

Belararox Limited

$3.85M Placement

Participating Broker

Belararox Limited logo

Closed: Sep-2022

Tiger Tasman Minerals Limited

$405K Pre-IPO Raising

Lead Manager & Sponsoring Broker

Tiger Tasman Minerals Limited logo

Closed: Aug-2022

Dateline Resources Limited

$6.25m Placement

Broker and Corporate Adviser

Dateline Resources Limited logo

Closed: Aug-2022

Nordic Nickel Limited

$12M IPO

Participating Broker

Nordic Nickel Limited logo

Closed: Jun-2022

Buddy Pet Co Ltd

$1M Pre-IPO Raising

Lead Manager, Financial & Corporate Adviser

Buddy Pet Co Ltd logo

Closed: Jun-2022

Nightingale Security

$1m Bridging Loan Raising

Sponsoring Broker, Lead Manager, Financial & Corporate Adviser

Nightingale Security logo

Closed: Jun-2022

Auking Mining Limited

$0.98m Placement

Participating Broker

Auking Mining Limited logo

Closed: Jun-2022

OncoSil Medical Limited

$6m Entitlement Offer

Participating Broker

OncoSil Medical Limited logo

Closed: Jun-2022

Dateline Resources Limited

$4M Placement

Sponsoring Broker, Lead Manager, Financial & Corporate Adviser

Dateline Resources Limited logo

Closed: Jun-2022

Akora Resources Limited

$3.5m Placement

Participating Broker

Akora Resources Limited logo

Closed: Jun-2022

White Rock Minerals Limited

$2.4m Placement

Participating Broker

White Rock Minerals Limited logo

Closed: May-2022

Antilles Gold Limited

$3.25m Placement

Participating Broker

Antilles Gold Limited logo

Closed: Apr-2022

Grand Gulf Energy Limited

$11m Placement

Participating Broker

Grand Gulf Energy Limited logo

Closed: Apr-2022

A-Cap Energy Limited

$10.9m Rights Issue

Participating Broker

A-Cap Energy Limited logo

Closed: Feb-2022

Metal Bank Limited

$10.1m Entitlement Issue

Participating Broker

Metal Bank Limited logo

Closed: Feb-2022

Southern Hemisphere Mining Limited

$1.5m Rights Issue

Participating Broker

Southern Hemisphere Mining Limited logo

Closed: Feb-2022

Nelson Resources Limited

$1.9m Entitlement Issue

Participating Broker

Nelson Resources Limited logo

Closed: Feb-2022

Trigg Mining Limited

$3.3m Rights Issue

Participating Broker

Trigg Mining Limited logo

Closed: Feb-2022

WOOMERA MINING LIMITED

$2.15m Rights Issue & Shortfall

Participating Broker

WOOMERA MINING LIMITED logo

Closed: Feb-2022

Belararox Limited

$5m IPO

Sponsoring Broker & Lead Manager

Belararox Limited logo

Closed: Jan-2022

Credit Corp Group Limited

$60m Acquisition of Radio Rentals

Broker

Credit Corp Group Limited logo

Closed: Jan-2022

Mighty Kingdom Limited

$5M Placement

Participating Broker

Mighty Kingdom Limited logo

Closed: Dec-2021

SportsHero Limited

$2.8M Placement

Lead Manager

SportsHero Limited logo

Closed: Nov-2021

Ora Gold Limited

$1.4M Rights Issue

Broker to the Issue

Ora Gold Limited logo

Closed: Nov-2021

Aumake Limited

$2.22m Placement

Lead Manager

Aumake Limited logo

Closed: Nov-2021

Meteoric Resources Limited

$1.7m Placement

Participating Broker

Meteoric Resources Limited logo

Closed: Nov-2021

Gratifii Limited

$4m Convertible Note Raising

Participating Broker

Gratifii Limited logo

Closed: Oct-2021

Eastern Metals Limited

$6M IPO

Participating Broker

Eastern Metals Limited logo

Closed: Oct-2021

ITech Minerals Limited

$7m IPO

Sponsoring Broker, Lead Manager & Finanicial Adviser

ITech Minerals Limited logo

Closed: Oct-2021

Aeramentum Resources Pty Ltd

$1.2m Pre-IPO Raising

Participating Broker

Aeramentum Resources Pty Ltd logo

Closed: Oct-2021

Li-S Energy Limited

$34m IPO

Participating Broker

Li-S Energy Limited logo

Closed: Sep-2021

Pan Asia Metals Limited

$8m Placement

Participating Broker

Pan Asia Metals Limited logo

Closed: Sep-2021

Nightingale Security

$3m Pre-IPO Raising

Sponsoring Broker & Lead Manager

Nightingale Security logo

Closed: Sep-2021

Golden Mile Resources Ltd

$1.6m Capital Raising

Participating Broker

Golden Mile Resources Ltd logo

Closed: Sep-2021

NickelSearch Limited

$7m IPO

Participating Broker

NickelSearch Limited logo

Closed: Sep-2021

Volt Resources Limited

$5.75m Placement

Participating Broker

Volt Resources Limited logo

Closed: Sep-2021

Zimi Limited

$3.85m Placement

Participating Broker

Zimi Limited logo

Closed: Aug-2021

Jadar Resources Limited

$3.5m Placement

Participating Broker

Jadar Resources Limited logo

Closed: Aug-2021

Jungle Brands Pty Ltd

$680k Pre IPO

Lead Manager & Financial Adviser

Jungle Brands Pty Ltd logo

Closed: Aug-2021

TEK-Ocean Group Limited

$8m IPO

Participating Broker

TEK-Ocean Group Limited logo

Closed: Aug-2021

FIJI KAVA Limited

$1.5m Placement

Participating Broker

FIJI KAVA Limited logo

Closed: Aug-2021

IPB Petroleum Limited

$0.875m Placement

Participating Broker

IPB Petroleum Limited logo

Closed: Aug-2021

Dateline Resources Limited

$4.1m Placement

Participating Broker

Dateline Resources Limited logo

Closed: Jul-2021

PrimaryMarkets

Series A Raising

Lead Manager & Financial Adviser

PrimaryMarkets logo

Closed: Jul-2021

Aeon Metals Limited

$9.5m Placement

Participating Broker

Aeon Metals Limited logo

Closed: Jul-2021

Western Mines Group Limited

$5.5m IPO

Participating Broker

Western Mines Group Limited logo

Closed: Jul-2021

Balkan Mining and Minerals Limited

$6.5m IPO

Participating Broker

Balkan Mining and Minerals Limited logo

Closed: Jul-2021

ITech Minerals Pty Ltd

$638k Pre-IPO Raising

Lead Manager & Corporate Adviser

ITech Minerals Pty Ltd logo

Closed: Dec-2021

Lode Resources Limited

$5.115m IPO

Lead Manager & Financial Adviser

Lode Resources Limited logo

Closed: Jun-2021

Lucapa Diamond Company Limited

$1.65m SPP

Participating Broker

Lucapa Diamond Company Limited logo

Closed: Jun-2021

AuKing Mining Limited

$7m IPO

Lead Manager & Financial Adviser

AuKing Mining Limited logo

Closed: Jun-2021

Mighty Kingdom Limited

$18m IPO

Participating Broker

Mighty Kingdom Limited logo

Closed: Apr-2021

Gratiffii Limited

$2m Convertible Notes Raising

Participating Broker

Gratiffii Limited logo

Closed: May-2021

Resilience Mining Mongolia Pty Limited

$1.1m Pre-IPO capital raising

Sponsoring Broker & Lead Manager

Resilience Mining Mongolia Pty Limited logo

Closed: May-2021

Woomera Mining Limited

$2.5m Placement and SPP

Participating Broker

Woomera Mining Limited logo

Closed: May-2021

Cellmid Limited

$3.8m Rights Issue

Participating Broker

Cellmid Limited logo

Closed: Apr-2021

Impact Minerals Limited

$4m Placement

Participating Broker

Impact Minerals Limited logo

Closed: Apr-2021

Matsa Resources Limited

$3.41m Rights Issue & Placement

Participating Broker

Matsa Resources Limited logo

Closed: Apr-2021

Metallica Minerals Limited

$7m Rights Issue & Placement

Participating Broker

Metallica Minerals Limited logo

Closed: Apr-2021

White Rock Minerals Limited

$8.5m Placement

Participating Broker

White Rock Minerals Limited logo

Closed: May-2021

Magnis Energy Technologies Ltd

$34m Placement

Participating Broker

Magnis Energy Technologies Ltd logo

Closed: Apr-2021

Theta Gold Mines Limited

$3.13m Placement

Participating Broker

Theta Gold Mines Limited logo

Closed: Mar-2021

Aguia Resources Limited

$4m Placement

Participating Broker

Aguia Resources Limited logo

Closed: Apr-2021

Latitude Financial Group Limited

$150m IPO

Participating Broker

Latitude Financial Group Limited logo

Closed: Apr-2021

TechGen Metals Limited

$6m IPO

Joint Lead Manager & Joint Corporate Adviser

TechGen Metals Limited logo

Closed: Mar-2021

Syrah Resources Limited

$56m Placement

Participating Broker

Syrah Resources Limited logo

Closed: Feb-2021

Avecho Biotechnology Limited

$5.06m Placement

Participating Broker

Avecho Biotechnology Limited logo

Closed: Mar-2021

Blue Fox Capital Ltd

$1m Pre-IPO Raising

Participating Broker

Blue Fox Capital Ltd logo

Closed: Mar-2021

Magnis Energy Technologies Ltd

$34m Placement

Participating Broker

Magnis Energy Technologies Ltd logo

Closed: Mar-2021

Silver Mines Limited

$30m Placement

Participating Broker

Silver Mines Limited logo

Closed: Mar-2021

IOUpay Ltd

$50m Placement

Participating Broker

IOUpay Ltd logo

Closed: Feb-2021

RBR Group Limited

$4.0m Equity & Convertible Note Raising

Lead Manager

RBR Group Limited logo

Closed: Feb-2021

Galan Lithium Limited

$10m Placement

Participating Broker

Galan Lithium Limited logo

Closed: Feb-2021

Andean Mining Corp. Pty Ltd

$2.26m Pre-IPO Raising

Sponsoring Broker, Lead Manager & Finanicial Adviser

Andean Mining Corp. Pty Ltd logo

Closed: Jan-2021

White Graphene Limited

$2.8m Capital Raising

Participating Broker

White Graphene Limited logo

Closed: Jan-2021

Mobecom Limited

$4.7m Capital Raising

Sponsoring Broker, Lead Manager & Finanicial Adviser

Mobecom Limited logo

Closed: Jan-2021

Lode Resources Pty Ltd

$773k Pre-IPO Raising

Sponsoring Broker, Lead Manager & Finanicial Adviser

Lode Resources Pty Ltd logo

Closed: Jan-2021

Auric Mining Limited

$6.5m IPO

Participating Broker

Auric Mining Limited logo

Closed: Feb-2021

Aumake Limited

$5m Placement

Participating Broker

Aumake Limited logo

Closed: Dec-2020

Netlinkz Limited

$15.8m Placement

Participating Broker

Netlinkz Limited logo

Closed: Dec-2020

RPM Automotive Group Limited

$5.1m Placement

Participating Broker

RPM Automotive Group Limited logo

Closed: Nov-2020

Candy Club Holdings Limited

$5m Capital Raising

Participating Broker

Candy Club Holdings Limited logo

Closed: Nov-2020

Quantify Technology Holdings Limited

$4m Capital Raising

Participating Broker

Quantify Technology Holdings Limited logo

Closed: Dec-2020

Sabre Resources Ltd

$4.8m Capital Raising

Participating Broker

Sabre Resources Ltd logo

Closed: Dec-2020

PPK Group Limited

$15.4m Capital Raising

Participating Broker

PPK Group Limited logo

Closed: Dec-2020

IOUPAY LIMITED

$10.055M Capital Raising

Participating Broker

IOUPAY LIMITED logo

Closed: Nov-2020

SportsHero Limited

$1.337m Placement

Participating Broker

SportsHero Limited logo

Closed: Nov-2020

8Common Limited

$2.25m Placement

Participating Broker

8Common Limited logo

Closed: Oct-2020

Inca Minerals Ltd

$8m Rights Issue

Participating Broker

Inca Minerals Ltd logo

Closed: Oct-2020

Zebit, Inc.

$35m IPO

Participating Broker

Zebit, Inc. logo

Closed: Oct-2020

TechGen Metals Limited

$575K Pre-IPO Raising

Sponsoring Broker & Lead Manager

TechGen Metals Limited logo

Closed: Oct-2020

Recce Pharmaceuticals Ltd

$27.95m Capital Raising

Participating Broker

Recce Pharmaceuticals Ltd logo

Closed: Sep-2020

North Stawell Minerals Limited

$20m IPO

Participating Broker

North Stawell Minerals Limited logo

Closed: Sep-2020

FIJI KAVA LIMITED

$4.58M Placement

Participating Broker

FIJI KAVA LIMITED logo

Closed: Sep-2020

Nightingale Security

$6M Pre-IPO Raising

Sponsoring Broker & Lead Manager

Nightingale Security logo

Closed: Sep-2020

Broo Limited

$1.25m Placement

Participating Broker

Broo Limited logo

Closed: Aug-2020

Torian Resources Limited

$2.2m Rights Issue

Participating Broker

Torian Resources Limited logo

Closed: Jul-2020

Sayona Mining Limited

$2.75m Shortfall Placement

Participating Broker

Sayona Mining Limited logo

Closed: Jul-2020

Credit Intelligence Limited

Potential Acquisition

Financial Adviser

Credit Intelligence Limited logo

Closed: Jul-2020

Li-S Energy Pty Ltd

$3.25m Pre-IPO Raising

Lead Manager and Financial Adviser

Li-S Energy Pty Ltd logo

Closed: Jul-2020

Hazer Group Limited

$8.5m Placement

Participating Broker

Hazer Group Limited logo

Closed: Jun-2020

Ora Gold Limited

$1m Placement

Lead Manager

Ora Gold Limited logo

Closed: Jun-2020

Lepidico Ltd

$3.86m Entitlement Offer

Participating Broker

Lepidico Ltd logo

Closed: May-2020

Silver Mines Limited

$13m Capital Raising

Participating Broker

Silver Mines Limited logo

Closed: May-2020

SAYONA MINING LIMITED

$2.57m Right Issue

Participating Broker

SAYONA MINING LIMITED logo

Closed: Apr-2020

ELECTRO OPTIC SYSTEMS HOLDINGS LIMITED

$134m Placement

Participating Broker

ELECTRO OPTIC SYSTEMS HOLDINGS LIMITED logo

Closed: Apr-2020

IMAGION BIOSYSTEMS LIMITED

$2.5m Capital Raising

Participating Broker

IMAGION BIOSYSTEMS LIMITED logo

Closed: Apr-2020

LENDLEASE GROUP

$950m Institutional Placement

Participating Broker

LENDLEASE GROUP logo

Closed: Apr-2020

NATIONAL AUSTRALIA BANK LIMITED

$3B Insitutional Placement

Participating Broker

NATIONAL AUSTRALIA BANK LIMITED logo

Closed: Apr-2020

Fiji Kava Limited

$2.3m Placement

Participating Broker

Fiji Kava Limited logo

Closed: Feb-2020

Mobecom Limited

$850k

Lead Manager

Mobecom Limited logo

Closed: Feb-2020

Odin Metals Limited

$3m Placement

Participating Broker

Odin Metals Limited logo

Closed: Feb-2020

Peninsula Energy Limited

$2.088m Shortfall Placement

Participating Broker

Peninsula Energy Limited logo

Closed: Feb-2020

Wattle Health Australia Limited

$15.68m Shortfall Placement

Participating Broker

Wattle Health Australia Limited logo

Closed: Mar-2020

Centuria Capital Group

$80m Placement

Participating Broker

Centuria Capital Group logo

Closed: Jan-2020

Emerald Clinics Limited

$6m IPO

Participating Broker

Emerald Clinics Limited logo

Closed: Feb-2020

Zelira Therapeutics Limited

$4.588 m

Participating Broker

Zelira Therapeutics Limited  logo

Closed: Feb-2020

iCetana Limited

$5m IPO

Participating Broker

iCetana Limited logo

Closed: Dec-2019

Godolphin Resources Limited

$7.485m IPO

Participating Broker

Godolphin Resources Limited logo

Closed: Dec-2019

Openpay Group Limited

$50m IPO

Participating Broker

Openpay Group Limited logo

Closed: Dec-2019

Altech Chemicals Limited

$1.8m Placement

Participating Broker

Altech Chemicals Limited logo

Closed: Dec-2019

Heramed Limited

$1.42m Placement

Participating Broker

Heramed Limited logo

Closed: Dec-2019

Hammer Metals Limited

$1.5m Placement

Participating Broker

Hammer Metals Limited logo

Closed: Dec-2019

Imagion Biosystems Limited

$3.6m Rights Issue

Participating Broker

Imagion Biosystems Limited logo

Closed: Nov-2019

Proteomics International Laboratories Limited

$3.0m Placement

Participating Broker

Proteomics International Laboratories Limited logo

Closed: Nov-2019

RECCE PHARMACEUTICALS LTD

$6.76m Placement

Participating Broker

RECCE PHARMACEUTICALS LTD logo

Closed: Oct-2019

INCA Minerals Limited

$1.93m Entitlement Issue

Participating Broker

INCA Minerals Limited logo

Closed: Oct-2019

PINCHme.com Inc

$789k Entitlement Offer Shortfall Placement

Lead Manager

PINCHme.com Inc logo

Closed: Nov-2019

Azure Minerals Limited

$4m Placement

Participating Broker

Azure Minerals Limited logo

Closed: Oct-2019

Black Cat Syndicate Limited

$5m Placement

Participating Broker

Black Cat Syndicate Limited logo

Closed: Oct-2019

Whitebark Energy Limited

$3.8m Capital Raising

Participating Broker

Whitebark Energy Limited logo

Closed: Oct-2019

88 Energy Limited

$6.75m Placement

Participating Broker

88 Energy Limited logo

Closed: Sep-2019

SportsHero Limited

37.25m Options Exercise

Participating Broker

SportsHero Limited logo

Closed: Sep-2019

Silver Mines Limited

$10m Placement

Participating Broker

Silver Mines Limited logo

Closed: Sep-2019

Triangle Energy Limited

$3.6m Placement

Participating Broker

Triangle Energy Limited logo

Closed: Sep-2019

RPM Automotive Group Limited

$2.6m RTO

Lead Manager & Financial Adviser

RPM Automotive Group Limited logo

Closed: Aug-2019

Advent Health Limited

$1m Pre-IPO

Sponsoring Broker & Financial Adviser

Advent Health Limited logo

Closed: Aug-2019

Alt Resources Limited

$4m Placement

Participating Broker

Alt Resources Limited logo

Closed: Aug-2019

Silver Mines Limited

$2.75m Placement

Participating Broker

Silver Mines Limited logo

Closed: Jul-2019

SportsHero Limited

Options Placement

Lead Manager

SportsHero Limited logo

Closed: Jul-2019

Suda Pharmaceuticals Ltd

$3.9m Rights Issue

Participating Broker

Suda Pharmaceuticals Ltd logo

Closed: Jun-2019

Quantify Technology Holdings Limited

$2.5m Entitlement Issue

Participating Broker

Quantify Technology Holdings Limited logo

Closed: Jun-2019

Dotz Nano Limited

$1.5m placement

Sponsoring Broker

Dotz Nano Limited logo

Closed: May-2019

Anteo Diagnostics Ltd

$3.65m Rights Issue

Participating Broker

Anteo Diagnostics Ltd logo

Closed: Jun-2019

Halu Group Limited

$1m IPO

Lead Manager, Financial Adviser & Sponsoring Broker

Halu Group Limited logo

Closed: May-2019

Mobecom Limited

$2.5m Share Placement

Lead Manager & Financial Adviser

Mobecom Limited logo

Closed: Apr-2019

Pengana Private Equity Trust

$205m IPO

Participating Broker

Pengana Private Equity Trust logo

Closed: Apr-2019

Gooroo Ventures Limited

$0.57m Placement

Participating Broker

Gooroo Ventures Limited logo

Closed: Apr-2019

Hastings Technology Metals Limited

$12m Placement

Participating Broker

Hastings Technology Metals Limited logo

Closed: Apr-2019

Symbol Mining Limited

$1.75m Placement

Participating Broker

Symbol Mining Limited logo

Closed: Apr-2019

Duke Exploration Ltd

Financial Adviser

Duke Exploration Ltd logo

Closed: Apr-2019

Creso Pharma Limited

$3m Institutional placement

Participating Broker

Creso Pharma Limited logo

Closed: Jan-2019

Westpac Group Limited

$750m Westpac Capital Notes 6 offer

Participating Broker

Westpac Group Limited logo

Closed: Jan-2019

Black Rock Mining Limited

$3m Placement

Participating Broker

Black Rock Mining Limited logo

Closed: Mar-2019

Australian Mines Limited

$5m Placement

Participating Broker

Australian Mines Limited logo

Closed: Feb-2019

National Australia Bank Limited

$750m Capital Note 3

Participating Broker

National Australia Bank Limited logo

Closed: Feb-2019

PlayUp Limited

$20m Placement

Participating Broker

PlayUp Limited logo

Closed: Aug-2018

Kogi Iron Limited

$0.56m Placement

Financial Adviser, Sponsoring Broker & Lead Manager

Kogi Iron Limited logo

Closed: Feb-2019

Orthocell Limited

$1.8m Placement

Participating Broker

Orthocell Limited logo

Closed: Dec-2018

Pursuit Minerals Limited

$2m Placement

Participating Broker

Pursuit Minerals Limited logo

Closed: Nov-2018

Riversgold Limited

IPO $6.2m

Participating Broker

Riversgold Limited logo

Closed: Nov-2018

Trisap Group Pty Ltd

$2m Capital Raising

Participating Broker

Trisap Group Pty Ltd logo

Closed: Nov-2018

Triton Minerals Limited

$2,884,567 Entitlement Offer

Participating Broker

Triton Minerals Limited logo

Closed: Nov-2018

Diatreme Resources Limited

$2,137,523 Placement

Participating Broker

Diatreme Resources Limited logo

Closed: Oct-2018

Technology Metals Australia Ltd

$6m Placement

Participating Broker

Technology Metals Australia Ltd logo

Closed: Oct-2018

Frontier Diamonds Limited

$1.0m Convertible Note

Lead Manager

Frontier Diamonds Limited logo

Closed: Aug-2018

Sports Hero Limited

Placement $1 million

Participating Broker

Sports Hero Limited logo

Closed: Aug-2018

WISR Limited

$4,195,500 Placement

Participating Broker

WISR Limited logo

Closed: Aug-2018

Besra Mining

Placement <$1m

Financial Adviser and Lead Broker

Besra Mining logo

Closed: Aug-2018

Blackrock Mining Ltd

Placement $3 million

Participating Broker

Blackrock Mining Ltd logo

Closed: Jul-2018

Cape Range Limited

IPO $5,000,000

Sponsoring Broker & Corporate Adviser

Cape Range Limited logo

Closed: Feb-2018

Mako Gold Limited

IPO $6,000,000

Sponsoring Broker & Corporate Adviser

Mako Gold Limited logo

Closed: Apr-2018

Symbol Mining Limited

$3m Placement

Participating Broker

Symbol Mining Limited logo

Closed: May-2018

Terrain Minerals Ltd

Placement <$1m

Participating Broker

Terrain Minerals Ltd logo

Closed: Apr-2018

Pancontinental Oil & Gas NL

Convertible Notes $ 1.6m

Participating Broker

Pancontinental Oil & Gas NL logo

Closed: Mar-2018

Prospect Resources Limited

Placement $10.0 million

Participating Broker to the Placement

Prospect Resources Limited logo

Closed: Feb-2018

Angel Seafood Holdings Limited

IPO $8m

Participating Broker

Angel Seafood Holdings Limited logo

Closed: Feb-2018

Peninsula Mines Limited

Placement $ 1.9m

Participating Broker

Peninsula Mines Limited logo

Closed: Jan-2018

Frontier Diamonds Limited

IPO $4 Million

Sponsoring Broker & Lead Manager

Frontier Diamonds Limited logo

Closed: Jan-2018

Frontier Diamonds Limited

Convertible Notes $2.5M

Financial Adviser & Sponsoring Broker

Frontier Diamonds Limited logo

Closed: May-2018

MobecomLimited

Capital Raising -Reverse Merge $5.0m

Prticipating Broker to the Issue

MobecomLimited logo

Closed: Sep-2017

Pursuit Minerals Limited

Capital Raising Reverse Merger $6.0M

Participating Broker to the Issue

Pursuit Minerals Limited logo

Closed: Aug-2017

Red Sky Energy Ltd

Placement

Participating Broker to the Capital Raising

Red Sky Energy Ltd logo

Closed: Jul-2017

Riversgold Limited

Initial Public Offering $8.0M

Participating Broker to The Offer

Riversgold Limited logo

Closed: Aug-2017

Frontier Diamonds Ltd

$ 3.05 Million Pre-IPO

Broker to the Issue

Frontier Diamonds Ltd logo

Closed: May-2017

Carbine Tungsten Ltd

<$1 million

Financial Adviser and Participating Broker

Carbine Tungsten Ltd logo

Closed: May-2017

Mako Gold Pty Ltd

$700,000 Pre IPO

Participating Broker

Mako Gold Pty Ltd logo

Closed: May-2017

Crop Logic Ltd

$2,000,000

Financial Adviser

Crop Logic Ltd logo

Closed: May-2017

Plato Income Maximiser

$75,000,000

Participating Broker

Plato Income Maximiser logo

Closed: Apr-2017

Unity Wireless

$2M Pre IPO

Empire Securities - Lead Manager

Unity Wireless logo

Closed: Mar-2017

Freehill Mining Ltd

$4.1M

Underwriter, Lead Manager Sponsoring Broker

Freehill Mining Ltd logo

Closed: Jan-2017

I Synergy Ltd

$3.5m

Lead Manager, Sponsoring Broker & Financial Adviser

I Synergy Ltd logo

Closed: Mar-2017

Macarthur Minerals ltd

Pre-IPO Funding $1.5M

Lead Manager, Financial Adviser and Sponsoring Broker

Macarthur Minerals ltd logo

Closed: Feb-2017

White Cliff Minerals Ltd

Share Purchase Plan $ 1.25M

Underwriter to the SPP

White Cliff Minerals Ltd logo

Closed: Jan-2017

Dropsuite Ltd

$5.3 Million

Sponsoring Broker - Lead Manager

Dropsuite Ltd logo

Closed: Jan-2017

Bluechiip Limited

< $500k

Financial Adviser and Broker to the Placement

Bluechiip Limited  logo

Closed: Jan-2012

Golden Gate Petroleum Limited

$3.7 Million

Financial Adviser and Broker to the Placement and Convertible Notes

Golden Gate Petroleum Limited  logo

Closed: Jan-2012

Austex Oil Limited

$4.1 Million

Participating Broker to the Placement

Austex Oil Limited logo

Closed: Feb-2012

Challenger Energy Limited

$2.8 Million

Participating Broker to the Placement

Challenger Energy Limited  logo

Closed: Feb-2012

Leopard Resources NL

< $500k

Broker to the Placement

Leopard Resources NL  logo

Closed: Feb-2012

Australia and New Zealand Banking Group Limited

$1.5 Billion

Participating Broker to the Floating Rate Note

Australia and New Zealand Banking Group Limited  logo

Closed: Mar-2012

BioProspect Limited

$1.0 Million

Broker to the Convertible Notes

BioProspect Limited  logo

Closed: Mar-2012

Golden Gate Petroleum Limited

$4.5 Million

Financial Adviser, Underwriter and Broker to the Rights Issue

Golden Gate Petroleum Limited  logo

Closed: Mar-2012

Mikoh Corporation Limited

$1.0 Million

Participating Broker to the Placement

Mikoh Corporation Limited  logo

Closed: Mar-2012

Queensland Mining Corporation Limited

$4.3 Million

Financial Adviser and Broker to the Placement

Queensland Mining Corporation Limited  logo

Closed: Mar-2012

Carbine Tungsten Limited

< $500k

Participating Broker to the Rights Issue

Carbine Tungsten Limited  logo

Closed: Apr-2012

Challenger Energy Limited

$1.2 Million

Participating Broker to the Placement

Challenger Energy Limited  logo

Closed: Apr-2012

Impact Minerals Limited

$1.0 Million

Broker to the Placement

Impact Minerals Limited logo

Closed: Apr-2012

Esperance Minerals Limited

< $1.0 Million

Broker to the Placement

Esperance Minerals Limited  logo

Closed: May-2012

Indochine Mining Limited

$8.25 Million Placement

Broker to the Placement

Indochine Mining Limited  logo

Closed: May-2012

Challenger Energy Limited

$500k

Broker to the Placement

Challenger Energy Limited  logo

Closed: Jun-2012

Golden Gate Petroleum Limited

$2.8 Million

Financial Adviser and Broker to the Placement

Golden Gate Petroleum Limited logo

Closed: Jun-2012

Tatts Group Limited

$184,664 Million

Participating Broker to the Bond

Tatts Group Limited  logo

Closed: Jun-2012

Indochine Mining Limited

$9.8 Million

Broker to the Placement

Indochine Mining Limited  logo

Closed: Aug-2012

Westpac Banking Corporation

$1.68 Billion

Participating Broker to the Floating Rate Note

Westpac Banking Corporation  logo

Closed: Aug-2012

Crown Limited

$532 Million

Participating Broker to the Subordinated Note

Crown Limited logo

Closed: Sep-2012

Queensland Mining Corporation Limited

$1.2 Million

Financial Adviser to the Placement

Queensland Mining Corporation Limited  logo

Closed: Sep-2012

TTG Mobile Coupon Services Limited

$2.0 Million

Lead Manager and Broker to the Capital Raising - Pre IPO

TTG Mobile Coupon Services Limited  logo

Closed: Sep-2012

BioProspect Limited

< $1.0 Million

Underwriter and Broker to the Rights Issue

BioProspect Limited  logo

Closed: Oct-2012

Commonwealth Bank of Australia

$2 Billion

Participating Broker to the Perls VI

Commonwealth Bank of Australia  logo

Closed: Oct-2012

Northwest Resources Limited

$500k

Participating Broker to the Placement

Northwest Resources Limited  logo

Closed: Oct-2012

Queensland Mining Corporation Limited

$3.8 Million

Financial Adviser to the Placement

Queensland Mining Corporation Limited  logo

Closed: Oct-2012

Indochine Mining Limited

$13.2 Million

Joint Broker to the Placement

Indochine Mining Limited  logo

Closed: Nov-2012

Scott Creek Coal Limited

< $500k

Participating Broker to the Placement - Pre IPO

Scott Creek Coal Limited logo

Closed: Nov-2012

TTG Mobile Coupon Services Limited

$2.4 Million

Lead Broker to the IPO

TTG Mobile Coupon Services Limited  logo

Closed: Nov-2012

Golden Gate Petroleum Limited

$2.6 Million

Financial Adviser and Broker to the Convertible Notes

Golden Gate Petroleum Limited  logo

Closed: Dec-2012

MYOB Finance Australia Limited

$155 Million

Participating Broker to the Subordinated Note

MYOB Finance Australia Limited  logo

Closed: Dec-2012

Pilbara Minerals Limited

< $500k

Broker to the Placement

Pilbara Minerals Limited logo

Closed: Dec-2012

Biofiba Limited

Pre IPO Funding $800K

Participating Broker to the raising

Biofiba Limited logo

Closed: Sep-2016

Indochine Mining Limited

$7.0 Million

Broker to the Placement

Indochine Mining Limited logo

Closed: Jan-2013

Oil Basins Limited

$625k

Participating Broker to the Placement

Oil Basins Limited logo

Closed: Jan-2013

Zeus Resources Limited

$12.0 Million

Lead Manager and Joint Corporate Adviser to the IPO

Zeus Resources Limited logo

Closed: Jan-2013

Goldsearch Limited

$1.6 Million

Broker to the Rights Issue

Goldsearch Limited logo

Closed: Feb-2013

Westpac Banking Corporation

$1.38 Billion

Participating Broker to the Westpac Capital Note

Westpac Banking Corporation logo

Closed: Feb-2013

Golden Gate Petroleum Limited

$3.2 Million

Financial Adviser, Lead Manager and Partial Underwriter to the Issue

Golden Gate Petroleum Limited logo

Closed: Mar-2013

National Australia Bank Limited

$1.51 Billion

Participating Broker to the Convertible Preference Shares

National Australia Bank Limited logo

Closed: Mar-2013

Suncorp Group Limited

$770 Million

Participating Broker to the Subordinated Notes Offer

Suncorp Group Limited logo

Closed: May-2015

Finance News Network

<$500k

Broker to the Capital Raising

Finance News Network logo

Closed: Jun-2013

Indochine Mining Limited

$3.9 Million

Broker to the Placement

Indochine Mining Limited logo

Closed: Jun-2013

Macquarie Bank

$600 Million

Participating Broker to the Capital Raising

Macquarie Bank logo

Closed: Jul-2013

Australia and New Zealand Banking Group Limited

$1.2 Billion

Participating Broker to the Notes

Australia and New Zealand Banking Group Limited logo

Closed: Aug-2013

Challenger Energy Limited

$1.0 Million

Participating Broker to the Placement

Challenger Energy Limited logo

Closed: Aug-2013

Indochine Mining Limited

$3 Million

Broker to the Placement

Indochine Mining Limited logo

Closed: Aug-2013

Lamboo Resources Limited

$1.0 Million

Financial Adviser and Broker to the Placement

Lamboo Resources Limited logo

Closed: Aug-2013

99 Wuxian Limited

$20 Million

Lead Broker to the IPO

99 Wuxian Limited logo

Closed: Sep-2013

Golden Gate Petroleum Limited

<$500k

Broker to the Convertible Notes

Golden Gate Petroleum Limited logo

Closed: Sep-2013

Arria NLG Limited

$US18 Million

Lead Manager and Australian Broker

Arria NLG Limited logo

Closed: Oct-2013

Carbine Tungsten Limited

<$1.0 Million

Broker to the Placement

Carbine Tungsten Limited logo

Closed: Nov-2013

Finance News Network

<$500k

Broker to the Capital Raising

Finance News Network logo

Closed: Jan-2014

Indochine Mining Limited

$6 Million

Joint Bookrunner and Joint Lead Manager to the Capital Raising

Indochine Mining Limited logo

Closed: Jan-2014

Investment Administration Services Holdings Limited

$6.3 Million

Sponsoring Broker and Lead Manager - Pre IPO

Investment Administration Services Holdings Limited logo

Closed: Jan-2014

National Australia Bank Limited

$1.72 Billion

Participating Broker to the Convertible Preference Shares

National Australia Bank Limited logo

Closed: Jan-2014

Nine Entertainment Co Holding Limited

$636 Million

Participating Broker to the Capital Raising

Nine Entertainment Co Holding Limited logo

Closed: Jan-2014

Sunbridge Group Limited

$4.5 Million

Sponsoring Broker and Lead Manager to the IPO

Sunbridge Group Limited logo

Closed: Jan-2014

Shark Shield Pty Limited

<$500k

Financial Adviser and Broker

Shark Shield Pty Limited logo

Closed: Feb-2014

Australia and New Zealand Banking Group Limited

$1.6 Billion

Participating Broker to the Notes

Australia and New Zealand Banking Group Limited logo

Closed: Mar-2014

Indochine Mining Limited

$3.4m Placement

Indochine Mining Limited logo

Closed: Mar-2014

Mariposa Health Limited

<$500k

Broker to the Capital Raising

Mariposa Health Limited logo

Closed: Mar-2014

Challenger Energy Limited

$1.0m

Broker and Underwriter to the Capital Raising

Challenger Energy Limited logo

Closed: May-2014

Coal Fe Resources Limited

<$500k

Financial Adviser and Broker to Capital Raising

Coal Fe Resources Limited logo

Closed: Jun-2014

Indochine Mining Limited

$3.1m Placement

Indochine Mining Limited logo

Closed: Jun-2014

Investment Administration Services Holdings Limited

$3.0m

Financial Adviser and Sponsoring Broker to the IPO

Investment Administration Services Holdings Limited logo

Closed: Jun-2014

Healthscope Limited

$2.26b

Participating Broker to the Placement

Healthscope Limited logo

Closed: Jul-2014

Central Asia Resources Limited

$1.2m

Financial Adviser and Broker to the IPO

Central Asia Resources Limited logo

Closed: Oct-2014

Commonwealth Bank Limited Perls VII

$3.0b

Participating Broker to the Notes

Commonwealth Bank Limited Perls VII logo

Closed: Oct-2014

Macquarie Bank Limited Capital Notes

$429m

Participating Broker to the Notes

Macquarie Bank Limited Capital Notes logo

Closed: Oct-2014

Bendigo and Adelaide Bank

$292m Convertible Preference Shares CPS2

Participating Broker to the Convertible Preference Shares

Bendigo and Adelaide Bank logo

Closed: Nov-2014

Emperor Ranger Group Limited

$4.5m

Financial Adviser, Sponsoring Broker and Lead Manager

Emperor Ranger Group Limited logo

Closed: Nov-2014

Medibank Private Limited

$5.679b

Participating Broker to the IPO

Medibank Private Limited logo

Closed: Dec-2014

Aus Asia Minerals Ltd

$1.0m

Financial Adviser and Broker

Aus Asia Minerals Ltd logo

Closed: Jan-2015

Australia and New Zealand Banking Group Limited

$970m

Participating Broker to the Issue

Australia and New Zealand Banking Group Limited logo

Closed: Jan-2015

OGI Limited

$4.1m

Financial Adviser & Broker to the Issue

OGI Limited logo

Closed: Jan-2015

Aus Asia Minerals Ltd

$5.0m Loan Facility

Financial Adviser

Aus Asia Minerals Ltd logo

Closed: Feb-2015

Bendigo and Adelaide Bank

$225.0m
CPS3 - Convertible Preference Shares 3

Participating Broker to the Issue

Bendigo and Adelaide Bank logo

Closed: Jun-2015

Commonwealth Bank

$5.1b
CBA Entitlement Offer

Participating Broker to the Offer

Commonwealth Bank logo

Closed: Sep-2015

Origin Energy Limited

$2.5b
Rights Issue

Participating Broker to the Issue

Origin Energy Limited logo

Closed: Oct-2015

Alt Resources

$2.1m

Financial Adviser, Lead Manager and Sponsoring Broker to the Pre IPO and IPO

Alt Resources logo

Closed: Nov-2015

Santos Limited

$2.5b
Renounceable Entitlement

Participating Broker to the Issue

Santos Limited logo

Closed: Nov-2015

Westpac Group

$3.5b
Retail Entitlement Offer

Participating Broker to the Issue

Westpac Group logo

Closed: Nov-2015

Land & Homes Group Ltd

$2.0m

Lead Manager to the IPO

Land & Homes Group Ltd logo

Closed: Jan-2016

Tesserent Ltd

$7.0m

Sponsoring Broker & Joint Lead Manager to the Issue

Tesserent Ltd logo

Closed: Jan-2016

Avexa Ltd

$500k

Sponsoring Broker, Lead Manager & Financial Adviser

Avexa Ltd logo

Closed: Feb-2016

Finance TV Pty Ltd

Consideration Undisclosed

Novus Capital Sale of majority 43% Shareholding in FNN

Finance TV Pty Ltd logo

Closed: Feb-2016

TALI Health Pty Ltd

$4.5m

Sponsoring Broker, Lead Manager & Financial Adviser

TALI Health Pty Ltd logo

Closed: Feb-2016

Aus Asia Minerals Ltd

US$5.0m
Debt Financing Facility

Financial Adviser

Aus Asia Minerals Ltd logo

Closed: Mar-2016

Commonwealth Bank Limited Perls VIII Capital Notes

Total Raised $1.45b

Participating broker to the Notes

Commonwealth Bank Limited Perls VIII Capital Notes logo

Closed: Apr-2016

Lasseters Corporation Ltd

$6.5m

Sponsoring Broker, Lead Manager & Financial Adviser

Lasseters Corporation Ltd logo

Closed: Apr-2016

Westpac Group

Total Raised $1.7b
Capital Notes 4 Offer

Participating Broker to the Notes

Westpac Group logo

Closed: Jun-2016

Adelaide Resources Limited

Total Raised <$1.0m
Placement

Broker to the Issue

Adelaide Resources Limited logo

Closed: Jul-2016

ANZ Capital Notes 4

$1.3b

Participating Broker to the Issue

ANZ Capital Notes 4 logo

Closed: Aug-2015

Fertoz Limited

Total Raised $4.3m Placement

Participating Broker to the Issue

Fertoz Limited logo

Closed: Aug-2016