Novus Capital Limited is an investment and financial services company specialising in Investment Banking, Corporate Advisory and Share Trading services for Australian corporate and private clients, and overseas corporate clients.


Latest From Our Blog - Novus Notes

News and discussions from Novus Capital

Complying with the new breach reporting obligations

Complying with the new breach reporting obligations BackgroundIn response to concerns relating to the existing breach reporting regime in preventing non-compliance across the financial services industry, the Financial Sector Reform (Hayne Royal Commission Response) Act 2020 (Cth) (RC Response Act) was enacted. Fundamentally the RC Response Act sought to expand the scope...

Read More

COVID Response - Message from Managing Director

A Message from Our Managing Director, Wayne Gooley The last 12 months have been a challenging time both as a global community and within our local Australian shores. COVID-19 continues to be a rapidly evolving situation around the world and more so now in Sydney where our Head Office is...

Read More

Professional Standards in Financial Services

As part of the reforms introduced into the Corporations Act, professional standards now apply to: Australian financial services (AFS) licensees and limited AFS licensees financial advisers who provide personal advice on one or more relevant financial products to retail clients, and anyone who wants to become a financial adviser. AFS...

Read More

Capital Raising Relief

ASX has introduced temporary relief to facilitate emergency capital raising by ASX-listed entities until 31 July 2020. ASX has introduced this relief as recognition that many ASX-listed entities will need to urgently raise capital in the coming months to sustain their operations and protect themselves from a steep drop in...

Read More

Continuous Disclosure Reforms To Be Made Permanent, And Extended To Misleading And Deceptive Conduct

Following the recent Parliamentary Inquiry into class actions and public debate around regulatory settings during COVID-19, Treasurer Josh Frydenberg has announced his intention to legislate permanent reform to continuous disclosure laws. If passed by Parliament, the law would ensure that companies and their officers will only be liable for civil...

Read More

Reforms to the Regulatory Framework for Superannuation in Australia

Superannuation is the future financial security for Australians and trustee misconduct significantly impacts members’ retirement savings. In response to the Hayne Royal Commission, the Government has introduced a number of legislative reforms in to support the sector, with most of the reforms commencing from 1 January 2021. The reforms primarily...

Read More