WHY NOVUS CAPITAL?Novus Capital Limited is an investment and financial services company specialising in Investment Banking, Corporate Advisory and Share Trading services for Australian corporate and private clients, and overseas corporate clients.
News and discussions from Novus Capital
The design and distribution obligations (DDO) regime were introduced in October 2021 and brought a new approach to regulation, by moving away from relying on disclosure as the main form of consumer protection and introducing new measures to ensure that products are designed and distributed with consumers in mind.The DDO...
Read MoreTo Our Clients and Community, Our COVID Response Team continues to monitor the evolving situation across the country, and we will continue to be guided by the numerous state and federal health agencies on all matters of public health. Novus remains committed to the health, safety of our people, their families as...
Read MoreComplying with the new breach reporting obligations BackgroundIn response to concerns relating to the existing breach reporting regime in preventing non-compliance across the financial services industry, the Financial Sector Reform (Hayne Royal Commission Response) Act 2020 (Cth) (RC Response Act) was enacted. Fundamentally the RC Response Act sought to expand the scope...
Read MoreA Message from Our Managing Director, Wayne Gooley The last 12 months have been a challenging time both as a global community and within our local Australian shores. COVID-19 continues to be a rapidly evolving situation around the world and more so now in Sydney where our Head Office is...
Read MoreAs part of the reforms introduced into the Corporations Act, professional standards now apply to: Australian financial services (AFS) licensees and limited AFS licensees financial advisers who provide personal advice on one or more relevant financial products to retail clients, and anyone who wants to become a financial adviser. AFS...
Read MoreASX has introduced temporary relief to facilitate emergency capital raising by ASX-listed entities until 31 July 2020. ASX has introduced this relief as recognition that many ASX-listed entities will need to urgently raise capital in the coming months to sustain their operations and protect themselves from a steep drop in...
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